|
American Renal Associates, Inc.
Dialysis provider
Capella Healthcare, Inc.
Acute care hospital operator
CT Technologies Intermediate Holdings, Inc. and CT Technologies Holdings, LLC(6)
Healthcare analysis services
DSI Renal, Inc.
Dialysis provide
GG Merger Sub I, Inc.
Drug testing services
HCP Acquisition Holdings, LLC(7)
Healthcare compliance advisory services
Heartland Dental Care, Inc.
Dental services
Magnacare Holdings, Inc., Magnacare Administrative Services, LLC, and Magnacare, LLC
Healthcare professional provider
MPBP Holdings, Inc., Cohr Holdings, Inc. and MPBP Acquisition Co., Inc.
Healthcare equipment services
MWD Acquisition Sub, Inc.
Dental services
OnCURE Medical Corp.
Radiation oncology care provider
Passport Health Communications, Inc., Passport Holding Corp. and Prism Holding Corp.
Healthcare technology provider
PG Mergersub, Inc.
Provider of patient surveys, management reports and national databases for the integrated healthcare delivery system
The Schumacher Group of Delaware, Inc.
Outsourced physician service provider
Triad Laboratory Alliance, LLC
Laboratory services
VOTC Acquisition Corp.
Radiation oncology care provider
Education
Campus Management Corp. and Campus Management Acquisition Corp.(6)
Education software developer
ELC Acquisition Corporation
Developer, manufacturer and retailer of educational products
Instituto de Banca y Comercio, Inc. Leeds IV Advisors, Inc.(8)
Private school operator
Lakeland Finance, LLC
Private school operator
R3 Education, Inc. (formerly known as Equinox EIC Partners, LLC and MUA Management Company)(6)(8)
Medical school operator
Restaurants and Food Services
ADF Capital, Inc. & ADF Restaurant Group, LLC
Restaurant owner and operator
Encanto Restaurants, Inc.(8)
Restaurant owner and operator
OTG Management, Inc.
Airport restaurant operator
Vistar Corporation and Wellspring Distribution Corp.
Food service distributor
Beverage, Food and Tobacco
3091779 Nova Scotia Inc.(8)
Baked goods manufacturer
Apple & Eve, LLC and US Juice Partners, LLC(6)
Juice manufacturer
Best Brands Corporation
Baked goods manufacturer
Bumble Bee Foods, LLC and BB Co-Invest LP
Canned seafood manufacturer
Charter Baking Company, Inc.
Baked goods manufacturer
Services—Other
American Residential Services, LLC
Plumbing, heating and air-conditioning services
Diversified Collection Services, Inc.
Collections services
GCA Services Group, Inc.
Custodial services
Growing Family, Inc. and GFH Holdings, LLC
Photography services
NPA Acquisition, LLC
Powersport vehicle auction
Web Services Company, LLC
Laundry service and equipment provider
Financial
Carador PLC(6)(8)(9)
Investment company
CIC Flex, LP(9)
Investment partnership
Covestia Capital Partners, LP(9)
Investment partnership
Firstlight Financial Corporation(6)(9)
Investment company
Ivy Hill Asset Management, LP(7)
Ivy Hill Middle Market Credit Fund, Ltd.(7)(8)(9)
Investment company
Imperial Capital Group, LLC and Imperial Capital Private Opportunities, LP(6)(9)
Investment banking services
Partnership Capital Growth Fund I, LP(9)
Investment partnership
Trivergance Capital Partners, LP(9)
Investment partnership
VSC Investors LLC(9)
Investment company
Business Services
Booz Allen Hamilton, Inc.
Strategy and technology consulting services
Investor Group Services, LLC(6)
Financial services
Pillar Holdings LLC and PHL Holding Co.(6)
Mortgage services
Primis Marketing Group, Inc. and Primis Holdings, LLC(6)
Database marketing services
Prommis Solutions, LLC, E-Default Services, LLC, Statewide Tax and Title Services, LLC & Statewide Publishing Services, LLC (formerly known as MR Processing Holding Corp.)
Bankruptcy and foreclosure processing services
R2 Acquisition Corp.
Marketing services
Summit Business Media, LLC
Business media consulting services
VSS-Tranzact Holdings, LLC(6)
Management consulting services
Retail
Apogee Retail, LLC
For-profit thrift retailer
Dufry AG(8)
Retail newstand operator
Savers, Inc. and SAI Acquisition Corporation
For-profit thrift retailer
Things Remembered, Inc. and TRM Holdings Corporation
Personalized gifts retailer
Manufacturing
Arrow Group Industries, Inc.
Residential and outdoor shed manufacturer
Emerald Performance Materials, LLC
Polymers and performance materials manufacturer
Qualitor, Inc.
Automotive aftermarket components supplier
Reflexite Corporation (7)
Developer and manufacturer of high-visibility reflective products
Saw Mill PCG Partners LLC
Precision components manufacturer
UL Holding Co., LLC
Petroleum product manufacturer
Universal Trailer Corporation(6)
Livestock and specialty trailer manufacturer
Environmental Services
AWTP, LLC
Water treatment services
Mactec, Inc.
Engineering and environmental services
Sigma International Group, Inc.
Water treatment parts manufacturer
Waste Pro USA, Inc.
Waste management services
Wastequip, Inc.(6)
Waste management equipment manufacturer
Printing, Publishing and Media
Canon Communications LLC
Print publications services
Courtside Acquisition Corp.
Community newspaper publisher
LVCG Holdings LLC(7)
Commercial printer
National Print Group, Inc.
Printing management services
The Teaching Company, LLC and The Teaching Company Holdings, Inc. (11)
Education publications provider
Aerospace & Defense
AP Global Holdings, Inc.
Safety and security equipment manufacturer
ILC Industries, Inc.
Industrial products provider
Thermal Solutions LLC and TSI Group, Inc.
Thermal management and electronics packaging manufacturer
Wyle Laboratories, Inc. and Wyle Holdings, Inc.
Provider of specialized engineering, scientific and technical services
Consumer Products—Non-Durable
Making Memories Wholesale, Inc.(6)
Scrapbooking branded products manufacturer
Shoes for Crews, LLC
Safety footwear and slip-related mat manufacturer
The Thymes, LLC(7)
Cosmetic products manufacturer
Wear Me Apparel, LLC(6)
Clothing manufacturer
Telecommunications
American Broadband Communications, LLC and American Broadband Holding Company
Broadband communication services
Cargo Transport
The Kenan Advantage Group, Inc.
Fuel transportation provider
Containers-Packaging
Industrial Container Services, LLC(6)
Industrial container manufacturer, reconditioner and servicer
Computers and Electronics
RedPrairie Corporation
Software manufacturer
TZ Merger Sub, Inc.
Computers and Electronics
X-rite, Incorporated
Artwork software manufacturer
Health Clubs
Athletic Club Holdings, Inc.
Premier health club operator
Grocery
Planet Organic Health Corp.(8)
Organic grocery store operator
Consumer Products—Durable
Direct Buy Holdings, Inc. and Direct Buy Investors, LP(6)
Membership-based buying club franchisor and operator
Housing—Building Materials
HB&G Building Products
Synthetic and wood product manufacturer
(1) Other than our investments in HCP Acquisition Holdings, LLC, Ivy Hill Middle Market Credit Fund, Ltd., LVCG Holdings LLC, R3 Education, Inc., Reflexite Corporation and The Thymes, LLC, we do not “Control” any of our portfolio companies, as defined in the Investment Company Act. In general, under the Investment Company Act, we would “Control” a portfolio company if we owned more than 25% of its outstanding voting securities and/or had the power to exercise control over the management or policies of such portfolio company. All of our portfolio company investments are subject to legal restrictions on sales which as of June 30, 2009 represented 180% of the Company’s net assets.
(2) These assets are owned by the Company’s wholly owned subsidiary Ares Capital CP, are pledged as collateral for the CP Funding Facility and, as a result, are not directly available to the creditors of the Company to satisfy any obligations of the Company other than Ares Capital CP’s obligations under the CP Funding Facility (see Note 7 to the consolidated financial statements). Unless otherwise noted, as of June 30, 2009, all other investments were pledged as collateral for the Revolving Credit Facility (see Note 7 to the consolidated financial statements).
(3) Pledged as collateral for the ARCC CLO. Unless otherwise noted, as of June 30, 2009, all other investments were pledged as collateral for the Revolving Credit Facility (see Note 7 to the consolidated financial statements).
(4) Has a payment-in-kind interest feature (see Note 2 to the consolidated financial statements).
(5) Non-income producing at June 30, 2009.
(6) As defined in the Investment Company Act, we are an “Affiliate” of this portfolio company because we own 5% or more of the portfolio company’s outstanding voting securities or we have the power to exercise control over the management or policies of such portfolio company (including through a management agreement). Transactions during the period for the six months ended June 30, 2009 in which the issuer was an Affiliate (but not a portfolio company that we “Control”) are as follows (in thousands):
7) As defined in the Investment Company Act, we are an “Affiliate” of this portfolio company because we own 5% or more of the portfolio company’s outstanding voting securities or we have the power to exercise control over the management or policies of such portfolio company (including through a management agreement). In addition, as defined in the Investment Company Act, we “Control” this portfolio company because we own more than 25% of the portfolio company’s outstanding voting securities or we have the power to exercise control over the management or policies of such portfolio company (including through a management agreement). Transactions during the period for the six months ended June 30, 2009 in which the issuer was both an Affiliate and a portfolio company that we Control are as follows (in thousands):
(8) Non-U.S. company or principal place of business outside the U.S. and as a result is not a qualifying asset under Section 55(a) of the Investment Company Act. Under the Investment Company Act, we may not acquire any non-qualifying asset unless, at the time such acquisition is made, qualifying assets represent at least 70% of our total assets.
(9) Non-registered investment company.
(10) A majority of the variable rate loans to our portfolio companies bear interest at a rate that may be determined by reference to either Libor or an alternate Base Rate (commonly based on the Federal Funds Rate or the Prime Rate), at the borrower’s option, which reset annually (A), semi-annually (S), quarterly (Q), bi-monthly (B), monthly (M) or daily (D). For each such loan, we have provided the interest rate in effect at June 30, 2009.
(11) In addition to the interest earned based on the stated interest rate of this security, we are entitled to receive an additional interest amount of 2.50% on $20.3 million aggregate principal amount of the portfolio company’s senior term debt previously syndicated by us.
(12) Principal amount denominated in Canadian dollars has been translated into U.S. dollars (see Note 2 to the consolidated financial statements).
(13) In addition to the interest earned based on the stated interest rate of this security, we are entitled to receive an additional interest amount of 2.50% on $25.0 million aggregate principal amount of the portfolio company’s senior term debt previously syndicated by us.
(14) Loan was on non-accrual status as of June 30, 2009.
(15) Loan includes interest rate floor feature.
(16) In addition to the interest earned based on the stated interest rate of this security, we are entitled to receive an additional interest amount of 2.98% on $15.0 million aggregate principal amount of the portfolio company’s senior term debt previously syndicated by us.
|
